Stipek Securities, LLC ratings, reviews and complaints - Commodities Brokers and Dealers

Complaints and Resolutions

Complaint Experience

N/A

Complaint Resolution Index (CRI)

Complaint Resolution Index (CRI) Explained The Complaint Resolution Index (CRI) is an indicator on how responsive a company is in addressing and resolving customer complaints brought to their attention by BCA. If they are considering doing business with the company, consumers can use this indicator to forecast the likelihood of having their issues addressed if a problem arises. CRI measures the company's customer satisfaction abilities through BCA’s complaint mediation process.

A variety of factors are considered when calculating CRI. This includes how quickly a company responds to complaints, the number of complaints against a company, whether the company addressed complaint allegations, and the outcome of the complaints. CRI is just a subset of the overall rating for the company. Consumers are encouraged to take into consideration the company's CRI, their overall BCA letter rating and other relevant information about the company so they can make a well-informed purchasing decision.

BCA's Summary and Analysis:

One complainant alleges after investing over $100,000, the complainant received a letter from Leslie Stipek stating he is going to have to file bankruptcy due to the numerous lawsuits filed against him. The letter makes no mention of returning the complainant's original investment.

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Complaint Closing Statistics

0 complaints against Stipek Securities, LLC closed in last 3 years.

Complaints	Type of response
0	Making a full refund, as the consumer requested
0	Making a partial refund
0	Agreed to make an adjustment
0	Refusing to make an adjustment
0	Refuse to adjust, relying on terms of agreement
0	Unanswered

Other Information

Company Info

This company's business is providing planning services on investments and retirements.

Primary Contact:	Leslie Stipek (President)
Business Started:	1/1/1983
Social:

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Licensing

With certain exceptions, Federal law requires all persons, businesses, or organizations that wish to conduct futures related business with the public to apply for National Futures Association Membership or Associate Status.

To check or verify registration of your broker, advisor or dealer, you may contact the NFA's Information Center. They can be reached by mail at: NFA, 300 South Riverside Plaza, #1800, Chicago, IL 60606-6615, by phone at 312-781-1410 or 800-621-3570. You may visit their website and obtain the same information at www.nfa.futures.org/basicnet or by email to information@nfa.futures.org . The website contains registrations from the Commodities and Futures Trading Commission, NFA, and the US Futures Exchange.

For businesses outside of California, please check with the agency that regulates this industry.

Based on the regulatory action filed by the Department of Corporations, neither this company, nor its principal have applied for or secured from the Commissioner a certificate authorizing them to effect transactions in securities as a broker-dealer.

Government Actions

BCA has no information regarding government actions at this time.

Comments and Analysis

We have no further comment about this company's business practices or analysis of its offer that may assist you in your consideration of this company.

Other Considerations

We know of no other matter or practice relating to this company that may assist you in your consideration of this company.

Industry Resources

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Additional Info

DBAs:

Stipek Financial Services

Websites:
There are no additional web sites.

Contacts:
There are no additional contacts.

Reputation Report

Stipek Securities, LLC

Complaints and Resolutions

Other Information