Vanclef Financial Group, Inc. ratings, reviews and complaints - Securities Investment

Complaints and Resolutions

Complaint Experience

N/A

Complaint Resolution Index (CRI)

Complaint Resolution Index (CRI) Explained The Complaint Resolution Index (CRI) is an indicator on how responsive a company is in addressing and resolving customer complaints brought to their attention by BCA. If they are considering doing business with the company, consumers can use this indicator to forecast the likelihood of having their issues addressed if a problem arises. CRI measures the company's customer satisfaction abilities through BCA’s complaint mediation process.

A variety of factors are considered when calculating CRI. This includes how quickly a company responds to complaints, the number of complaints against a company, whether the company addressed complaint allegations, and the outcome of the complaints. CRI is just a subset of the overall rating for the company. Consumers are encouraged to take into consideration the company's CRI, their overall BCA letter rating and other relevant information about the company so they can make a well-informed purchasing decision.

BCA's Summary and Analysis:

We have received no complaints against this company.

Our complaint services are free and our team of expert mediators will assist in resolving complaints with businesses.

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Complaint Closing Statistics

0 complaints against Vanclef Financial Group, Inc. closed in last 3 years.

Complaints	Type of response
0	Making a full refund, as the consumer requested
0	Making a partial refund
0	Agreed to make an adjustment
0	Refusing to make an adjustment
0	Refuse to adjust, relying on terms of agreement
0	Unanswered

Other Information

Company Info

VFG Securities, Inc. is an independent, full service broker/dealer offering a robust platform of traditional and alternative investment opportunities for affiliated representatives, and their clients.

Primary Contact:	Jason Bryce Vanclef (President)
Business Started:	1/1/1984
Social:

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Licensing

As of September 24, 2012, we verified that this company is registered as a broker/dealer with FINRA, and with the U.S. Securities Exchange Commission (SEC) as an Investment adviser. Investment advisers are regulated by the SEC or state securities authorities. The SEC typically regulates Investment advisers that have assets under management in excess of $25,000,000. You may contact the SEC for questions, or to verify registration requirements by writing to the Office of Investor Education and Advocacy at 100 F Street N.E., Washington, D.C. 20549, or calling (800) 732-0330. To contact the SEC visit their website address at www.sec.gov/iard or send an email to [email protected].

Government Actions

BCA has no information regarding government actions at this time.

Comments and Analysis

Careful evaluation of all investment offers should be done prior to signing agreements. Rather than make an immediate decision, insist that the caller confirm details of the offer and all verbal promises in writing. Verify that the offer is registered, or exempt from such requirement, with your state securities commissioner. In California, call the Department of Corporations 213 576-7500. Limited Partnerships are required to register unless an exemption is filed with the state. General Partnerships, however, are not required to register. Those who invest in General Partnerships may also be accountable for the financial liabilities of the entire partnership. Offers claiming to be exempt from registration must meet specific requirements. Specifically, they must be limited to no more than 35 investors who are: immediate relatives or friends; current investors in other offers made by the company; persons referred by current investors; and to those with the expertise to make a valid decision. Generally, if an offer is sold via telephone, it is an indication it would not be qualified for exemption under current law.

Other Considerations

This company's report contains information concerning a government regulatory action. Please refer to the government action section of the report for additional information.

Industry Resources

Advertising Reviews

Additional Info

DBAs:

VFG Securities, Inc.

VFG Advisors, Inc.

Websites:
There are no additional web sites.

Contacts:

Owner

Tony Hartman (Broker)

Scott Patrick Tarra (FINOP)

Glenn Stephen Martini (CCO)

Jason Bryce VanClef (President CEO)

Other Categories:

Estate Planning

Addresses:

632 Arizona Ave., Santa Monica, CA, 90401

Reputation Report

Vanclef Financial Group, Inc.

Complaints and Resolutions

Other Information